Paul Atkins
Paul Atkins
chance commission committed sweep weigh
OCIE is working on coordination and has committed to me that the commission will have a chance to weigh in on sweep exams.
deal expertise hard neither nor potential prepare ready resources struggling
Just as some of you are working hard to prepare to deal with us, we at the SEC are struggling to get ready to deal with you, ... We have neither the resources nor the expertise to oversee all of the potential new registrants.
bit cost discussion financial greater imposing perception reality within
There is much discussion within the SEC about how Sarbanes-Oxley may be imposing a greater cost than anticipated. Perception can be every bit as important as reality in financial markets.